INDUSTRY FIELD GUIDE
Open-end fund reporting snapshots for AI review
Two funds under one brand can file separate reports.
NAICS 525910 · Open-End Investment Funds
Two funds under one brand can file separate reports. A model comparing holdings must select the right series and period. The SEC publishes structured Form N-PORT datasets that provide a public reference for reporting fields and filing context. A fund can build a fully synthetic version where expected differences are known. SEC Form N-PORT datasets
Invent two fund series, two periods, and one amended record. Ask the assistant which holdings belong to each series and which rows an amendment replaces. Include a field that changes units between mock records. Have a reviewer calculate expected totals and score period, series, source and unit checks separately.
Use fictional positions and issuers. Keep unreleased holdings, investor records, investment strategies, internal valuation, and third-party feed data private. If referencing public filings, review embedded third-party rights before reuse.
Describe a fund snapshot benchmark
Original Fiund exercise
A series-specific amendment replaces one holding snapshot
Two fictional fund series hold imaginary instruments in a fully synthetic reporting fixture. No real investor, issuer, portfolio strategy or unreleased holding is represented.
| Record | Source | What it records |
|---|---|---|
| NP1 | Series A, period P1 | Original snapshot: asset X=2 thousand units, asset Y=3 thousand units; total 5 thousand. |
| NP2 | A/P1 amendment and next period | Amendment explicitly replaces only A/P1 X with 2,500 units; Y unchanged. A/P2 separately lists X=4 thousand and Y=1 thousand. |
| NP3 | Series B/P1 | Asset X=7 thousand units. Same umbrella brand as A but separate series ID; no amendment link. |
Question for the model
What is A's amended P1 total in units, and which other rows must stay outside that reconstruction?
Show the reference answer and checks
NP2 replaces A/P1's X with 2,500 units. NP1's unaffected Y remains 3,000 units, so the amended A/P1 total is 5,500 units. A/P2 is another period, and NP3 is another series; neither belongs in that total. Preserve the amendment's target and convert thousands explicitly rather than adding 2,500 to an unconverted 3 or counting original and amended X twice.
- Combining holdings under one brand while ignoring series and period identifiers.
- Summing original and amended rows or mixing units with thousands of units.
Fields to preserve
- Series and reporting period
- Defines the snapshot.
- Asset reference and amendment target
- Limits replacement to the correct row.
- Value unit and normalized total
- Makes reconstruction reproducible.
Test another case
Add a Series B/P1 amendment with identical asset labels. Require A's reconstructed total to remain unchanged.
Use fictitious assets and original rows. Exclude investor records, strategies, internal valuations and market-feed data.
Discuss a contribution
Describe the sources you control, the task they could support and what has already been checked. Use the existing-data assessment for an archive or the collection brief for a new recording project. The contributor agreement defines Fiund’s licensing authority and compensation. A guide or fictional exercise does not establish an accepted collection or a sale.